Wiley FINRA Series 62 Exam Review 2017: The Corporate Securities...
Passing the Corporate Securities Limited Representative Exam (Series 62) qualifies an individual as a representative for the sale of public offerings and/or private placements of corporate securities,...
View ArticleWiley FINRA Series 99 Exam Review 2017: The Operations Professional Examination
Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer...
View ArticleWiley FINRA Series 10 Exam Review 2017: The General Securities Sales...
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment...
View ArticleWiley FINRA Series 26 Exam Review 2017: The Investment Company and Variable...
Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a...
View ArticleWiley FINRA Series 63 Exam Review 2017: The Uniform Securities Sate Law...
Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected...
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Nigerian Stock Exchange Weekly Report For 31 March 2017
A total turnover of 3.195 billion shares worth N104.217 billion in 14,674 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.309 billion shares valued at...
View ArticleEBA Welcomes Central Bank Of Kosovo To The Memorandum Of Cooperation With...
The European Banking Authority (EBA) welcomed the Central Bank of Kosovo as an additional signatory party to the Memorandum of Cooperation (MoC) with banking supervisory authorities in several...
View ArticleA Little More Conversation A Little Less Action - Speech By Andy...
It is a great pleasure to be here at the Federal Reserve Bank of San Francisco conference on “Macroeconomics and Monetary Policy”. I am grateful to my old friend John Williams, President of the San...
View ArticleISDA Announces Annual Determinations Committees Outcome
The International Swaps and Derivatives Association, Inc. (ISDA) today announced the outcome of an annual process to determine the composition of five regional Determinations Committees (DCs). The DCs...
View ArticleIIROC Encouraged By Ontario Government's Support Of Financial Planning...
The Investment Industry Regulatory Organization of Canada (IIROC) today expressed its support of the Ontario Government as it considers how best to move forward with recommendations made by the expert...
View ArticleDeutsche Börse: Unscheduled Adjustment In DAX - Share Class Of Deutsche...
On Friday, Deutsche Börse announced unscheduled changes to the DAX index. Deutsche Börse AG’s tendered share class (ISIN DE000A2AA253) will be replaced with the prior share class of Deutsche Börse AG...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of March 28, 2017 are now available.
View ArticleS&P Dow Jones Indices: Europe Index Dashboard
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View ArticleCredit Suisse's Premises Contacted
On March 30, 2017, Credit Suisse offices in London, Paris and Amsterdam were contacted by local authorities concerning client tax matters. We are cooperating with the authorities.read more...
View ArticleNadex Product Schedule For The China Holidays For The Week Of April 3, 2017
Due to the China Holidays on Monday, April 3, and Tuesday, April 4, 2017, no China 50 contracts will be offered on these days. China 50 contracts will resume their regular listing schedule on trade...
View ArticleNodal Clear Recognized As Third-Country Central Counterparty By ESMA
Nodal Clear, LLC, the clearing house subsidiary of Nodal Exchange, announced today that it has been recognized by the European Securities and Markets Authority (“ESMA”) as a third-country central...
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DFM Achieves 100% Compliance In Annual Results Disclosure Of UAE Companies
Dubai Financial Market (DFM) today announced that its UAE listed companies have showed a 100% compliance to disclose their annual results 2016 within the deadline of 3 months from the end of the...
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