Remarks At The National Society Of Compliance Professionals 2016 National Conference, Andrew J. Donohue, SEC Chief of Staff, Washington, D.C., Oct. 19, 2016

Thank you for that very kind introduction and for inviting me to speak today. Before I start, I must provide our standard disclaimer that the views I express today are my own and do not necessarily reflect the views of the Commission, the Chair, other Commissioners or my colleagues on the Commission staff.[1]