CFTC Orders SG Americas Securities, LLC To Pay A $750,000 Civil Monetary...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against SG Americas Securities, LLC, as successor to Newedge USA, LLC (Newedge), a...
View ArticleTestimony Of Federal Insurance Office Director Michael McRaith Before House...
Chairman Luetkemeyer, Ranking Member Cleaver, Members of the Subcommittee, thank you for inviting me to testify today on the impact of U.S. – EU dialogues on insurance markets. Today’s hearing...
View ArticleBats Welcomes TrimTabs As A New Issuer To The Bats ETF Marketplace - 19...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed TrimTabs as a new issuer to the Bats ETF Marketplace with the launch of a new fund.read...
View ArticleCanada Pension Plan Investment Board Lists US$2bn Note On The Irish Stock...
CPPIB Capital Inc., the capital markets financing subsidiary of Canada Pension Plan Investment Board, has listed a US$2bn fixed rate note on the Global Exchange Market (GEM) of the Irish Stock Exchange...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps.
View ArticleStatement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing...
Statement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing Requirement Determination and Final Rulemaking
View ArticleBats Welcomes 13th ProShares Fund To The Bats ETF Marketplace - 19 Issuers,...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed its 13th ProShares product to the Bats ETF Marketplace.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleBahamas International Securities Exchange Q2, 2016 Statistical Report
BISX is pleased to announce its BISX All-Share Index and trading statistics for the six month period ending June 30, 2016 with comparison to the same period of 2015.read more...
View ArticleSEC Charges UBS With Supervisory Failures In Sale of Complex Products To...
The Securities and Exchange Commission today announced that UBS Financial Services has agreed to pay more than $15 million to settle charges that it failed to adequately educate and train its sales...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to...
View ArticleIMF Launches New SDR Basket Including Chinese Renminbi, Determines New...
Today, the International Monetary Fund (IMF) announced the launch of the new Special Drawing Right (SDR) valuation basket including the Chinese renminbi (RMB), and the new currency amounts that will...
View ArticleHong Kong's Securities And Futures Commission Reminder On Expanded Short...
The Securities and Futures Commission (SFC) reminds all relevant market participants that with effect on 15 March 2017 (Note 1), reporting will be required for reportable short positions in all...
View Article&P Dow Jones Indices Market Attributes: Europe Index Dashboard
Get your client-ready performance reportread more...
View ArticleIMF Study Recognizes BM&FBOVESPA As A Groundbreaker Regarding Its Novo...
The International Monetary Fund’s (IMF) report into corporate governance in emerging markets, published on Wednesday (September 28), praises BM&FBOVESPA as a groundbreaker in regard to its Novo...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of September 27, 2016 are now available.read more...
View ArticleSEC Fee Rate Advisory #2 For Fiscal Year 2017
When fiscal year 2017 starts on October 1, 2016, the Securities and Exchange Commission will be operating under a short-term continuing resolution, and thus will not have received a regular...
View ArticleSIFMA Market Close Recommendations For The US Columbus Day Holiday
SIFMA has confirmed its previous holiday recommendations for the U.S ., the UK, and Japan in observance of the U.S. Columbus Day holiday. read more...
View ArticleU.S. Department Of The Treasury’s Federal Insurance Office Releases...
The U.S. Department of the Treasury’s Federal Insurance Office (FIO) today released its fourth Annual Report on the Insurance Industry. Under the Dodd-Frank Wall Street Reform and Consumer Protection...
View ArticleCFTC Charges New Jersey Residents Alcibiades Cifuentes and Jennifer Wee...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the District of New Jersey, charging Defendants Alcibiades Cifuentes, Jennifer Wee...
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